DOI: 10.1002/aenm.71435 ISSN: 1614-6832

Unraveling Phase Evolution Pathways and Sequential Multi‐Metal Reduction Mechanisms in Over‐Lithiated NCM Cathodes

Tingcan Li, Mingli Xu, Minzhi Zhan, Pei Xiong, Ruimin Gao, Qian Zhang, Jike Wang, Xinping Ai, Jiangfeng Qian

ABSTRACT

Layered ternary oxide cathodes (NCM) play a vital role in advancing lithium batteries, yet their accessible capacity is limited by conventional lithium stoichiometry. Driving NCM cathodes into the over‐lithiated regime Li 1+ x NCM enables excess lithium storage and higher energy density. However, the underlying mechanisms are poorly understood due to compositional complexity and coupled multi‐metal redox chemistry. Herein, we established a unified over‐lithiation model encompassing NCM cathodes across various compositions (NCM333/523/811, etc.), categorizing the over‐lithiation process into intercalation reaction region and conversion reaction region. In the intercalation region, excess lithium is accommodated within the layered structure through a composition‐dependent sequential reduction mechanism. Equimolar Ni‐Mn NCM333 initiates over‐lithiation via Co 3+ reduction at the first intercalation plateau, followed by dominant Mn 4+ reduction at the second plateau. In contrast, Ni‐Mn non‐equimolar compositions preferentially undergo sequential Ni 3+ and Co 3+ reduction, while Mn 4+ reduction is largely deferred. Upon deeper lithiation, all compositions converge to a universal conversion reaction region, characterized by the formation of unstable metallic species, severe lattice strain, and irreversible structural degradation. This work establishes a mechanistic framework for over‐lithiation in layered NCM cathodes, providing general principles for accessing capacity beyond conventional intercalation chemistry toward high‐energy lithium batteries.

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