UAV Hyperspectral Screening of Water Quality Parameters in Inland Aquaculture Ponds: A Small-Sample Reanalysis with Three-Layer Validation
Yapeng Wang, Xirui Xu, Shenglong Yang, Fei WangSpatially explicit water-quality information is critical for precision management in pond aquaculture but point sampling alone cannot capture pond-to-pond heterogeneity in multi-unit farms. This single-date, single-farm study re-evaluated the potential of UAV hyperspectral imagery for water-quality screening in inland aquaculture ponds in Shanghai, China, using site-matched extraction from a 138-band orthomosaic (450–998 nm, Cubert S185) acquired during a single UAV survey on 24 August 2023 and matched with 23 GPS-registered sampling sites. Eight water-quality parameters were analyzed: chemical oxygen demand (COD), total phosphorus (TP), total nitrogen (TN), ammonium (NH4+ ), nitrite (NO2−), nephelometric turbidity unit (NTU), chlorophyll-a (Chla), and total suspended solids (TSS). Raw single-band correlations were modest (r= 0.236–0.417), but two-band difference spectral indices (DSI), normalized spectral indices (NSI), and ratio spectral indices (RSI) substantially improved sensitivity, with r reaching 0.558–0.928. Quadratic inversion models were calibrated on the full dataset and assessed using three validation layers: two-fold cross-validation, nested leave-one-pond-out (LOPO) validation with within-fold predictor reselection, and extraction-window sensitivity tests. Bootstrap 95% confidence intervals for calibration (Cal) R2 characterize small-sample uncertainty (n = 23). Three parameters satisfied all three defensibility criteria (Cal R2 > 0.5, CV R2 > 0.2, and LOPO R2 > 0.2): NH4+ (Cal R2 = 0.836 [0.61, 0.94]; LOPO R2 = 0.420), COD (0.607 [0.34, 0.82]; 0.328), and NTU (0.862 [0.77, 0.96]; 0.204). TP, TN, NO2−, TSS, and Chla showed overfit behavior under nested holdout and were demoted to exploratory products. A TreeSHAP analysis confirmed that band-to-band contrast carried more explanatory power than raw reflectance magnitude. Extraction-sensitivity tests further demonstrated that positional uncertainty (±2-pixel offset: ΔCV R2= 0.23–0.41) exceeded averaging-window sensitivity (3 × 3→10 × 10: ΔCV R2 ≤ 0.11), identifying geolocation control as the dominant robustness constraint. This single-date, single-farm reanalysis suggests that UAV hyperspectral imagery may support exploratory pond-scale screening of NH4+, COD, and NTU. However, robust quantitative inversion and broader transferability remain unverified and will require denser sampling, improved geolocation control, pond-edge masking, multi-site observations, and multi-temporal calibration.