T-HMM-Based Transformer Fault Diagnosis in Grid-Connected Renewable Energy Systems
Wei Li, Shanyun Gu, Lei Shen, Chen Wang, Yongkun Shi, Guanjian Zhu, Fei Zhuang, Jiaqiang Wang, Chao Liu, Zujun Ding, Xin Xia, Baolian Liu, Jie JiAddressing multi-factor coupling, progressive degradation, and time-varying operating conditions in substation equipment under high-penetration renewable energy integration, this paper proposes a Time-varying Hidden Markov Model (T-HMM) for transformer fault diagnosis using multi-source heterogeneous data. Unlike conventional HMM with fixed transition matrices and initial parameter sensitivity, the proposed framework introduces a forgetting-factor-driven online transition matrix updating mechanism, enabling adaptive state tracking under varying operating conditions. A multi-dimensional feature system is constructed incorporating fundamental state, coupling correlation, and temporal evolution characteristics, with state-dependent sliding window standardization and adaptive wavelet denoising to enhance early-stage fault discriminability. Parameter optimization employs pre-clustering and multi-start strategies to circumvent local optima in the Baum–Welch algorithm, while an improved decoding strategy achieves real-time health state identification and multi-step probability prediction. Experimental results demonstrate that the proposed method accurately tracks state evolution trends and effectively identifies fault categories, achieving significantly superior state recognition accuracy and multi-step prediction hit rates compared to conventional HMM, with substantially reduced mean absolute error. The method effectively captures subtle precursors during normal-to-fault transitions, providing reliable theoretical foundations for early fault warning and condition-based maintenance.