DOI: 10.3390/photonics13111022 ISSN: 2304-6732

Simulation-Assisted Deep Reinforcement Learning for Lens Assembly Optimization in Free-Space Optical Transceiver Modules

Chen-Fang Kang, Chih-Chang Hung, Hsiang-Jung Lu, Yuri E. Drobotov, Tai-Chen Kuo, Ta-Yung Liu, Chin-Wei Sher, Hao-Chung Kuo, Che-Hsuan Huang, Ching-Hsueh Chiu

Free-space optical transceiver modules require precise lens assembly to achieve efficient laser-to-fiber coupling. However, optical coupling efficiency is highly sensitive to axial spacing, optical component parameters, and alignment conditions, making conventional parameter tuning time-consuming and inefficient. In this study, a simulation-assisted deep reinforcement learning (DRL) framework is proposed for lens assembly optimization in free-space optical transceiver modules. A dual-lens optical coupling system consisting of a laser diode, a collimating lens, a coupling lens, an optical isolator, and a single-mode fiber was established using a ray-tracing optical simulation environment. A deep deterministic policy gradient agent based on an actor–critic architecture was employed to search the continuous assembly parameter space and maximize the optical coupling efficiency. Under the common benchmark, all five methods produced solutions close to the independent reference efficiency. BO and PSO required the fewest evaluations to reach the 0.95ηREF and 0.99ηREF targets, whereas DDPG showed greater run-to-run variability. To further clarify the influence of reward design on optimization behavior, seven reward-weighting conditions spanning efficiency-only to stability-only formulations were investigated to examine the influence of reward composition on the DDPG optimization behavior. The reward-efficiency analysis indicates that an overemphasis on a single objective may lead to ineffective optimization behavior, whereas the equal-weight condition produced a visually more concentrated coupling-efficiency trajectory in the representative run; however, additional repeated-run and tolerance analyses are required to establish improved stability. These results demonstrate the potential of the proposed simulation-based framework for evaluating optimization strategies in optical design and lens assembly, while further experimental and hardware-level validation is required to assess its applicability to practical optical packaging.

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