Risk Phenotyping Before Graft Implantation: FTIR Spectroscopy and Machine Learning for Complementary Risk Stratification in Kidney Transplantation

Background: Rejection remains a major barrier to long-term kidney allograft survival, and pre-transplant risk stratification remains incomplete. This study evaluated whether pre-transplant serum Fourier-transform infrared (FTIR) spectra, analyzed using machine learning methods, could identify kidney transplant recipients at increased risk of subsequent biopsy-proven rejection. Methods: In this retrospective single-center study, 80 pre-transplant serum samples collected on the day of transplantation were initially evaluated; after spectral quality control, 79 samples were retained for analysis. FTIR spectra were acquired in transmission mode and analyzed in the 600–1900 cm−1 and 2800–3400 cm−1 regions. Multiple preprocessing strategies were assessed, including Rubber Band baseline correction, vector normalization, and first- and second-derivative transformation, with and without normalization. Naïve Bayes classifiers with Leave-One-Out Cross-Validation and Fast Correlation-Based Filter feature selection were applied. Results: Exploratory analysis showed broad overlap between groups, indicating a subtle multivariate spectral signal. In the initial exploratory workflow, classifier performance depended strongly on preprocessing and feature selection. Because non-nested feature selection may produce optimistic estimates, the main supervised analysis was repeated using FCBF nested within each LOOCV training fold. The best-performing nested model was obtained using second derivative transformation followed by normalization in the combined 600–1900 and 2800–3400 cm−1 regions, achieving an AUC of 0.837, accuracy of 0.747, sensitivity of 0.675, specificity of 0.821, balanced accuracy of 0.748, and F1-score of 0.730. Permutation testing with 1000 label-randomized repetitions supported performance above chance expectation, with no permuted model reaching the observed AUC (empirical p = 0.000999). Conclusions: Pre-transplant serum FTIR spectroscopy combined with leakage-aware nested machine learning analysis identified an internally validated spectral signal associated with subsequent biopsy-proven rejection. These findings support FTIR as a promising complementary and hypothesis-generating approach for pre-transplant biochemical risk phenotyping, requiring external multicenter validation before clinical application.