DOI: 10.3390/rs18122054 ISSN: 2072-4292

Probabilistic Prior-Constrained Instance Reconstruction for Individual Tree Crown Segmentation in Minimally Annotated Forest Plots

Zhihao Wang, Hang Zhou, Yunjie Zhu, Suyu Yang, Chunhua Hu

Individual tree crown (ITC) segmentation in structurally complex mixed forests remains challenging under limited annotation, uneven effective height-structure support, and severe inter-crown adhesion. Existing end-to-end instance segmentation methods often require substantial instance-level annotation, and their cross-domain transferability can degrade when applied to plots with different forest structures. This study proposes a probabilistic prior-constrained instance reconstruction framework that treats semantic segmentation output as an interpretable canopy prior and reconstructs object-level crowns through a structured post-processing pipeline. A height-aware canopy support mask (HCSM) converts the probability field into a credible operational domain through hysteresis thresholding, morphological reconstruction, and a height constraint. Constrained recovery within the support domain (E2GROW) repairs coverage deficiency through spatially bounded boundary adjustment with guard rails on area ratio and buffer distance. Selective splitting then addresses residual merge errors through branch-specific seed-guided partitioning, including an aggressive Voronoi reference branch and a more conservative LOCAL/marker-controlled watershed branch with explicit trigger and child-object filtering criteria. An instance-level evaluation loop based on Gate-3 Recall, a precision proxy, and threshold-crossing audits is used during module development as an iterative safeguard. On a single 500 × 500 m mixed conifer–broadleaf plot with 306 reference crowns retained for evaluation, the high-Recall VORv1 branch improves Recall from 0.369 to 0.673 over the internal R2 baseline produced by the semantic-prior-to-instance initialization procedure, whereas the balanced E2GROW configuration achieves the highest F1_proxy with fewer predicted objects; the overall gain originates from two distinct mechanisms: threshold-crossing boundary recovery for coverage-deficient crowns and local structural decomposition for merged crown groups. Sensitivity analysis indicates that the support-domain construction is stable across the explored parameter ranges, and that the two splitting branches realize a structural Recall–precision trade-off with no evidence of simple additive gains. The framework is modular and auditable, and its demonstrated applicability is strongest for annotation-scarce closed-canopy plots where a usable semantic canopy prior and height information are available. The reported evidence represents a single-site, within-plot methodological demonstration.

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