DOI: 10.3390/su18168186 ISSN: 2071-1050

Interprovincial Carbon Emission Efficiency Association Network of Wastewater Treatment Facilities in China: Structural Characteristics and Driving Mechanisms

Ying Guo, Yong Zha, Xinglin Gao

Improving the low-carbon operational performance of wastewater treatment facilities (WWTFs) is important for coordinated pollution reduction and carbon mitigation in China. The interprovincial carbon emission efficiency (CEE) of WWTFs reflects both the low-carbon performance of regional wastewater governance systems and cross-regional linkages shaped by technology diffusion, governance experience, and spatial adjacency. Using operational data from WWTFs in 30 provincial-level regions of China from 2010 to 2023, this study first measures provincial CEE with a super-efficiency slack-based measure (SBM) model incorporating undesirable outputs. It then integrates a modified gravity model, social network analysis, and the quadratic assignment procedure (QAP) to examine the evolution, structure, and formation mechanisms of the association network. The results show that the CEE of provincial WWTFs remained below the efficiency frontier overall, with periodic fluctuations and persistent structural differences. The model-inferred association network first contracted and then expanded, showing dense connections in eastern and central China and sparse connections in the northwest. Its node structure evolved from a dispersed multicore pattern to hub-centered concentration and then back toward a multicore configuration, while inter-block linkages showed a hierarchical transmission structure involving core spillovers, absorptive transmission, and peripheral reception. The QAP results indicate that interprovincial adjacency is the most stable correlate of network formation, whereas differences in technological innovation and capacity utilization show only stage-specific associations. These findings suggest that the CEE of WWTFs is not only a local performance outcome, but also a relational outcome shaped by regional linkages and structural positions. Therefore, low-carbon governance of WWTFs should move beyond single-region efficiency improvement and place greater emphasis on cross-regional collaboration, role-specific policy design, and leadership by core regions.

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