Governing Clinical AI Deployment: A Mathematical Framework for Transparency-Dependent Autonomy
Yunguo Yu, Bernardo Gabriele Collaco, Srinivasagam Prabha, Syed Ali Haider, Carina Rosa Malena, Yogesh Parte, Nadia G. Wood, Bradley C. Leibovich, Antonio Jorge ForteBackground: Healthcare institutions lack explicit, quantitative rules for deciding when a clinical artificial intelligence (AI) system may act without human review. Objective: To formalize and retrospectively evaluate a transparency-dependent deployment rule. Methods: A trust score, T = 0.60C + 0.24E + 0.16S, combines calibrated confidence in the predicted class (C), explanation quality (E), and guideline alignment (S) and is compared with an adaptive threshold, τ(E) = θ0 + κ(1 − E); equivalently, a prediction is deployed when 0.60C + 0.44E + 0.16S ≥ 0.70. We evaluated the rule in 5000 MIMIC-IV intensive care unit patients, 5000 eICU patients from about 200 hospitals, and a MIMIC-III cohort, against confidence-only and random deferral at matched coverage, and tested a confidence threshold with a finite-sample guarantee on the error rate among deployed predictions. Results: In MIMIC-IV, areas under the curve were 0.77–0.81 (prolonged stay) and 0.83–0.88 (mortality). Within each model, the rule’s decisions matched deferral of the least-confident cases by C alone (99.4–100% agreement); E and S acted as model-level offsets, and re-optimized weights selected confidence alone. Computational E was not correlated with physician-rated utility (r = −0.15). The guaranteed threshold certified an error rate of at most 10% for 86–97% of mortality predictions but, for the primary prolonged-stay model, deployed on average only 15% of predictions at a 20% error budget, whereas the default rule deployed 77% with no error guarantee. Conclusions: Transparency is better suited to setting system-level error budgets than per-case thresholds; per case, autonomous deployment should rest on calibrated confidence with a certified error guarantee.