DOI: 10.68381/jca21022 ISSN: 0944-6532

Free Convex Sets Defined by Rational Expressions Have LMI Representations

J. William Helton, Scott McCullough

Suppose

p p
is a symmetric matrix whose entries are polynomials in freely noncommutative variables and
p(0) p ( 0 )
is positive definite. Let
{\mathcal D}_p D p
denote the component of zero of the set of those
g g
-tuples
X=(X_1,\dots,X_g) X = ( X 1 , … , X g )
of symmetric matrices (of the same size) such that
p(X) p ( X )
is positive definite. In another paper of the authors [Every free convex basic semi-algebraic set has an LMI representation, Annals of Mathematics, to appear] it was shown that if
{\mathcal D}_p D p
is convex and bounded, then
{\mathcal D}_p D p
can be described as the set of solutions of a linear matrix inequality (LMI). This article extends that result from matrices of polynomials to matrices of rational functions in free variables. As a refinement of a theorem of Kaliuzhnyi-Verbovetskyi and Vinnikov, it is also shown that a minimal symmetric descriptor realization
r r
for a symmetric free matrix-valued rational function
\mathfrak{r} r
in
g g
freely noncommuting variables
x=(x_1,\dots,x_g) x = ( x 1 , … , x g )
precisely encodes the singularities of the rational function. This singularities result is an important ingredient in the proof of the LMI representation theorem stated above.