DOI: 10.1177/14759217261472396 ISSN: 1475-9217

Dual-head temporal modeling with causal normalization for cross-turbine gearbox fault early warning

Min Xu, Yongchao Zhu, Ye Zhou, Jianjun Tan, Taixu Jin, Lei Rao

Wind turbine gearboxes operate under fluctuating loads and widely varying conditions, which make cross-turbine generalization of supervisory control and data acquisition (SCADA)-based fault early warning difficult. In this article, a novel framework that combines uncertainty-aware residual modeling, dual-stream temporal representation, and causal amplitude normalization is introduced. Specifically, the raw oil-sump temperature is first mapped to a standardized residual through probabilistic regression, which mitigates load-dependent threshold drift. The residual is then routed into a dual-head architecture that models shift-type (mean-elevation) and compress-type (variance-contraction) degradation separately, which suppresses the false-alarm surge caused by conflating the two mechanisms. Finally, a four-layer progressive alarm engine with causal rolling p99 normalization and a training-free gating controller generates episode-level warnings without any target-domain retraining. The key innovation lies in combining mechanism-decoupled risk heads with self-referential normalization, which together enable direct deployment on unseen turbines of the same wind farm and turbine platform without fault-type prior knowledge. Evaluation on 2 years of SCADA data from five 2 MW onshore turbines, including a zero-shot blind-test turbine, shows that the deployable configuration achieves an early warning time of 39.2 h, a false alarm rate of 0.18 episodes/day, and an event recall of 1, demonstrating more stable cross-turbine generalization than the evaluated fixed-threshold and single-head baselines.

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