Drought-Index Forecasting in the Yellow River Basin: Evaluating Index Timescales, Lead Times, and Machine Learning Models
Fei Cheng, Jichong Han, Yumiao Fan, Xingye Han, Zhiwen Yang, Juan Cao, Qinghang MeiDrought forecasting for basin water management requires accounting for precipitation deficits, climatic water balance, and soil-water storage across appropriate timescales. This study evaluates index timescales, lead times, and five machine learning models for the Yellow River Basin using 21 ERA5-Land variables from 1990 to 2025. We constructed the standardized precipitation index (SPI), Penman–Monteith standardized precipitation evapotranspiration index (SPEI-PM), and root-zone standardized soil moisture index (SSI-rootzone). A staged comparison used training-window standardization and rolling-origin cross-validation, followed by evaluation during 2021–2025. Scale screening retained 90-day indices. At a seven-day lead, histogram gradient boosting achieved R2 values of 0.807, 0.852, and 0.995 for SPI, SPEI-PM, and SSI-rootzone, respectively. R2 remained positive at 30 days but became negative at 90 days. Across 8548 grid cells, forecasts reproduced drought-area dynamics but underestimated severe and extreme drought extent, particularly for SPEI-PM. GPM and SMAP, excluded from model development, provided external comparisons; independently derived indices correlated with SPI and SSI-rootzone forecasts at 0.669 and 0.517. These findings show that evaluating forecasts for drought preparedness requires consideration of temporal aggregation, lead time, spatial extremes, and product dependence rather than basin-average accuracy alone.