DOI: 10.3390/plants15152387 ISSN: 2223-7747

DFS: A Feature–Sample Collaborative Optimization Framework for Machine Learning-Based Forest Aboveground Biomass Estimation Using Multi-Source Remote Sensing

Yi Zhu, Zilin Ye, Peisong Yang, Ziqing Ye, Guoxiong Zhou

High-precision estimation of forest aboveground biomass (AGB) is crucial for global carbon cycle monitoring and sustainable forest management. However, existing machine learning-based approaches often suffer from high-dimensional feature redundancy, uneven spatial distribution of training samples, and inefficient hyperparameter optimization, which collectively limit estimation accuracy and computational efficiency. To address these issues, this study proposes a synergistic feature-sample optimization framework (DFS) for high-precision forest AGB estimation. First, with the involvement of forestry experts, we constructed the Hunan and Hubei datasets covering typical subtropical forest types through multi-source remote sensing and ground plot sampling. Second, we propose the Dual-Criteria Adaptive Feature Selection (DCAFS) method, integrating ReliefF and mutual information criteria to adaptively select key features highly correlated with AGB, eliminating spectral redundancy while preserving biomass-sensitive information. Next, we introduce a Bidirectional Active Learning Sample Optimization mechanism, called BALSO, and in its forward step, plots with high uncertainty and representativeness are given priority, so samples with high AGB variability can be captured effectively; in the backward step, spatially redundant samples and feature-redundant samples are removed through density peak clustering, and by doing this, sample selection and spatial distribution are optimized at the same time, so plot balance gets improved. Finally, the framework brings in a parameter tuning structure based on Dream Optimization Algorithm, namely DOA, and through staged exploration together with local fine-tuning, DOA makes model hyperparameters and AGB data distribution characteristics align in an adaptive manner, which helps improve convergence efficiency and estimation stability. Input variables comprise Landsat 8 OLI spectral bands, GLCM texture features, vegetation indices, and Sentinel-1/2 data. On the Hunan dataset, the framework achieved an R2 of 0.83 and an RMSE of 25.6 Mg·ha−1; on the Hubei dataset, it achieved an R2 of 0.86 and an RMSE of 26.8 Mg·ha−1. The framework was further validated on an independent public dataset from Inner Mongolia. These results demonstrate that the DFS framework provides an effective and feasible approach for regional-scale forest AGB estimation and carbon monitoring.

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