DOI: 10.3390/agriculture16202290 ISSN: 2077-0472

Complex and Non-Linear Modeling of Genotype × Environment Interaction via Tree-Based Learning Algorithms and Shapley Decomposition

Moysés Nascimento, Noé Mitterhofer Eiterer Ponce de Leon da Costa, Ana Carolina Campana Nascimento, Weverton Gomes da Costa, Wanessa Alves Lima Paiva, Diego Jarquín

Evaluating G × E interactions is key to plant breeding, but models like AMMI struggle with complex non-linear dynamics. This study combines Machine Learning (ML) algorithms with local additive SHAP decomposition to model the G × E interaction. A maize Grain Yield (GY) dataset from CIMMYT was used, containing nine genotypes evaluated across 20 environments. Mean GY ranged from 2652.00 kg ha−1 (Environment 19) to 7516.00 kg ha−1 (Environment 12), with Genotype 6 (G6) being the highest GY (5330.17 kg ha−1). According to the AMMI Stability Value (ASV), G7 and G3 were identified as the most stable genotypes despite their relatively low grain yield. In contrast, G6, the highest-yielding genotype, was ranked only fourth by ASV but achieved the top position in both the SHAP SSI and SHAP Effect metrics. These findings indicate that the environmental variation reflects a predictable non-linear responsiveness rather than stochastic instability. A high Spearman correlation was captured between GY per se and the SHAP Effect (ρ^=0.98, p < 0.0001), while the SHAP Stability metric showed a weak association with traditional linear measures (ρ^=0.48 with ASV, p = 0.2216). The ML-SHAP approach presents itself as an interesting and complementary tool in breeding, allowing one to better understand the complex and non-linear G × E interaction.

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