DOI: 10.3390/rs18213718 ISSN: 2072-4292

Canopy Chlorophyll Retrieval in Structurally Complex Pedunculate Oak Forests: Empirical Machine Learning Versus Hybrid PROSAIL–GPR

Nikola Zorić, Anita Simic Milas, Jochem Verrelst, Dinka Matošević, Ante Seletković, Ivan Balenović

Hybrid radiative transfer model–machine learning (RTM–ML) approaches can incorporate physical constraints into vegetation-trait retrieval, but their advantage over empirical learning remains uncertain for very-high-resolution, limited-band observations of structurally heterogeneous forest canopies. We compared six empirical machine-learning regression algorithms with a hybrid PROSAIL–Gaussian Process Regression (GPR) approach for retrieving derived canopy chlorophyll content (CCC) from four-band UAV multispectral imagery of pedunculate oak (Quercus robur L.) stands under contrasting oak lace bug (Corythucha arcuata) pressure. CCC was derived from field-derived leaf chlorophyll content and UAV-estimated leaf area index. Data were collected across three sampling periods from 2021 to 2023, and models were evaluated using tree-grouped three-fold cross-validation to maintain independence between training and held-out trees. Empirical performance varied among algorithms, sites, and sampling periods. At the infested site, GPR provided the strongest performance in May (R2 = 0.61, RMSE = 27.04 µg cm−2, NRMSE = 10.87%), whereas Random Forest performed best in September. At the reference site, Random Forest, least-squares linear regression, and kernel ridge regression provided the strongest results depending on sampling period and performance metric, with R2 reaching 0.60. According to the primary cross-validated predictive metrics (R2, RMSE, and NRMSE), the tested PROSAIL–GPR approach generally showed lower predictive performance than the empirical models under the same tree-grouped evaluation framework. Empirical GPR maps resolved substantial within-stand spatial variation in derived CCC. Overall, incorporating PROSAIL-simulated information did not improve predictive performance under the tested four-band, crown-scale configuration. Rather than identifying a single cause, the results indicate that the benefit of physically constrained retrieval depends on compatibility among model representation and parameterization, canopy structure, spectral information, and available training data.

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