DOI: 10.3390/app16136601 ISSN: 2076-3417

A Study on the Health Assessment Method for Chiller Units Based on LSTM-AE-ED

Qiaolian Feng, Yongbao Liu, Xiao Liang, Yanfei Li, Yongsheng Su, Guanghui Chang, Yichun Luo

Chillers serve as the core high-energy-consuming equipment in heating, ventilation, and air conditioning (HVAC) systems. During long-term continuous operation, they tend to suffer gradual subtle degradation, with a performance deviation less than 5%. Conventional fault diagnosis methods rely on manual threshold judgment or labeled fault data, which fail to realize accurate early warning signals. In addition, existing algorithms lack multi-dimensional baseline comparisons to verify their practical engineering performance. To address these limitations, this paper proposes an unsupervised health assessment method combining an LSTM autoencoder and Euclidean distance (LSTM-AE-ED). A multi-gradient fault time-series dataset is generated via a MATLAB R2022b/Simscape mechanism model verified by both summer field measurements and refrigeration pressure-enthalpy cycles, which resolves the practical engineering challenges of scarce on-site fault samples and potential equipment damage caused by actual fault tests. The proposed model is trained solely on healthy time-series data. It extracts dynamic coupling characteristics of chillers through LSTM, constructs a dimensionless health index based on Euclidean distance in feature space, and introduces the standard deviation of health index to improve evaluation stability. Baseline comparisons with vanilla AE and single-layer LSTM are carried out. Experimental results demonstrate that the proposed method achieves an identification accuracy of 96.3% and exhibits high sensitivity to mild degradation of four typical faults, adapting to dynamic multi-working-condition scenarios. This approach requires no additional acquisition devices for derived parameters such as power consumption and COP; online assessment can be realized merely with standard temperature, pressure, and flow sensors equipped on chillers. With lightweight inference performance, it is suitable for edge monitoring terminals of chillers in data centers, providing a low-cost and practical quantitative technical scheme for predictive maintenance and hierarchical early warning signals of refrigeration equipment.

More from our Archive