DOI: 10.3390/f17060717 ISSN: 1999-4907

A Model for Estimating Average Diameter at Breast Height of Pinus yunnanensis Stands Based on Machine Learning Approaches

Jianming Wang, Nalin Yu, Jiting Yin, Shuangqing Lv, Baoguo Wu

The mean stand diameter at breast height (DBH) is a key indicator of stand structure and productivity and is widely used in forest resource inventory and management planning. When using regional inventory data, nonlinear interactions between plot-level conditions and predictor variables can undermine the stability of traditional empirical equations across varying site qualities and stand densities. To improve the accuracy and robustness of inventory-scale predictions of mean stand DBH, this study utilized data from 854 forest plots and employed stand age, site class index (SCI), and stand density index (SDI) as independent variables. The predictive performance of traditional growth equations, machine learning models (Random Forest, XGBoost, LightGBM, and support vector machine), and deep learning models (MLP and CNN, ResNet, RNN) was systematically compared, and ensemble learning strategies were further applied to optimize model performance. The results indicated that the Weibull model based solely on stand age achieved the best fit (R2 = 0.669). Incorporating SCI and SDI greatly improved model explanatory capability with R2 rising to 0.838. XGBoost and CNN further improved predictive performance (R2 = 0.852 and 0.861, respectively), while the ensemble model exhibited the highest goodness-of-fit (R2 = 0.893), outperforming all individual models. Compared with linear regression, machine learning models demonstrated superior predictive capability. A feature importance analysis indicated that stand age, site quality and stand density together drive mean stand DBH prediction, among which stand age and stand structural characteristics are the dominant influencing factors, whereas SCI and SDI have comparatively weaker effects. Overall, the ensemble model substantially enhanced the prediction accuracy of mean DBH in Pinus yunnanensis stands, thereby providing for precision forest management and ecological function assessment.

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